abreast of developments and emerging risks, conflicts of interest management in capital market, auditor's independence, auditing standards, credit rating agencies, sell-side analysts, and hedge fund. - The
abreast of developments and emerging risks, conflicts of interest management in capital market, auditor's independence, auditing standards, credit rating agencies, sell-side analysts, and hedge fund. - The
Complaint Form ) Personal visit (Business hours: 08.30 - 16.30 hours) : The Securities and Exchange Commission (SEC) 333/3 Vibhavadi-Rangsit Road Chomphon, Chatuchak Bangkok 10900 Thailand ( Map ) Note
Exchange Act (SEA), which prescribes international standard structure, transparency and independence of the SEC Board by separating the roles and responsibilities of Chairman from those of Secretary-General
and Exchange Commission (SEC) 333/3 Vibhavadi-Rangsit Road Chomphon, Chatuchak Bangkok 10900 Thailand ( download Complaint Form ) Personal visit (Business hours: 08.30 - 16.30 hours) : The
important information and supporting evidence to SEC Complaint Center. This includes the followings; 1. Personal information of the complainant, e.g., full name, mailing address and phone number; 2. Power of
, goals and strategies, supervision and monitoring of the SEC's operation, and board-level evaluation The SEC Office Code of Governance specifies the following requirements: Legal compliance Independence
Commerce. This topic measures the strength of minority shareholder protection against directors' misuse of corporate assets for their personal gain as well as shareholder rights, governance safeguards and
Commerce. This topic measures the strength of minority shareholder protection against directors' misuse of corporate assets for their personal gain as well as shareholder rights, governance safeguards and
กรรมการตรวจสอบซ่ึงเป็นคณะกรรมการอิสระ (independence) และแต่งตั้งโดยคณะกรรมการ ก.ล.ต. จ านวนไม่นอ้ยกวา่ 3 คน แต่ไม่เกิน 5 คน โดยในจ านวนน้ีตอ้งมีกรรมการผูท้รงคุณวุฒิในคณะกรรมการ ก.ล.ต. อยา่งนอ้ย 2 คน2 (2