processing of personal data of data subjects and describes how the SEC Office processes your personal data, the rights to which data subjects are entitled, and the contact channels of the SEC Office in the
accordance with the SEA to prevent decision making influenced by personal interest, whether directly or indirectly. Reporting on conflicts of interest of directors and executives shall be in accordance with
on related party transaction. Audit committee shall have independence as basic qualifications as required by the SET notification, meaning that audit committee shall be independent director. Q: Can
information on the company secretary must be disclosed via the SEC Office Form 89/15-1 and Form 89/15-2. Q: Must the company secretary report his or her personal information to the SEC Office via Form 56-1 in
information on the company secretary must be disclosed via the SEC Office Form 89/15-1 and Form 89/15-2. Q: Must the company secretary report his or her personal information to the SEC Office via Form 56-1 in
member jurisdictions, which emphasizes the independence from the accounting profession of regulatory body. The Principle was aimed at providing a guideline for IOSCO members to implement their supervisory
) Related Forms Application Form for Approval (Form 19-1) Form for Certification of Personal Records and Non-Prohibited Characteristics (Supplement for Form 19-1) F orm for Summary of Digital Token Trading
abreast of developments and emerging risks, conflicts of interest management in capital market, auditor's independence, auditing standards, credit rating agencies, sell-side analysts, and hedge fund. - The
abreast of developments and emerging risks, conflicts of interest management in capital market, auditor's independence, auditing standards, credit rating agencies, sell-side analysts, and hedge fund. - The
handbooks and guidelines Related rules and regulations Related forms Regulatory Summary Duties Scope of works Approval for Financial Advisors and Supervisors Independence of Financial Advisors