continue the collective commitment to driving the Thai capital market towards sustainability development. Meanwhile, all signatories are reinforcing their respective roles and expanding cooperative
continue the collective commitment to driving the Thai capital market towards sustainability development. Meanwhile, all signatories are reinforcing their respective roles and expanding cooperative
, as the Initiative leader, will continue the collective commitment to driving the Thai capital market towards sustainability development. Meanwhile, all signatories are reinforcing their respective
continue the collective commitment to driving the Thai capital market towards sustainability development. Meanwhile, all signatories are reinforcing their respective roles and expanding cooperative
The SEC Secretary-General together with the Management Team convened a joint meeting yesterday with the Investment Banking Club led by President Mr. Somphop Keerasuntonpong to discuss cooperation in the development and enhancement of fundraising regulations, emphasizing the mutual assistance in screening companies offering securities for sale to the public and applying for listing on the stock exchange. The two parties also discussed the enhancement of fundraising supervision and the roles of fi...
their misconduct in this case, SEC views that {A} and {B} both failed to perform duties or giving services with loyalty.* SEC has therefore suspended the approval as investment consultant for complex
coverage lapsed. Chalermwut’s wrongful acts against investors’ assets were liable to failure to perform duties or provide services with loyalty in accordance with the Notification of the Capital Market
their profession duties with loyalty* by making unauthorized investment without client’s permission, and order or consent on making fake documents. While {B} failed to properly discharge his
providing services to clients with loyalty while applying knowledge and skills with discretion as professional. In the case of SKFM, SEC ordered the company, a small-sized asset management company whose
further advance the their business toward sustainability. Consequently, Thai listed companies are currently recognized in the international stage for their commitment to progress and prime performance in