, finance company, securities company (broker/dealer/TSFC) or a foreign financial institution with credit ratings in the first four categories by an approved credit rating agency. (4.2) Exchange traded funds
, finance company, securities company (broker/dealer/TSFC) or a foreign financial institution with credit ratings in the first four categories by an approved credit rating agency. (4.2) Exchange traded funds
unitholders. (a) Decreasing minimum subscription (b) Increasing in channel of selling and redemption investment units (c) Increasing in selling agent (d) Increasing in frequency of (e) Decreasing
unitholders. (a) Decreasing minimum subscription (b) Increasing in channel of selling and redemption investment units (c) Increasing in selling agent (d) Increasing in frequency of (e) Decreasing
law and securities companies under the law on securities and exchange. Digital asset businesses are categorized into three types: (1) digital asset exchange; (2) digital asset broker; and (3) digital
law and securities companies under the law on securities and exchange. Digital asset businesses are categorized into three types: (1) digital asset exchange; (2) digital asset broker; and (3) digital
broker or an agent to effectuate trading in debt securities between dealers in normal course of business, the service of which is carried out by collecting information on offer for sale or purchase of such
derivatives business NCR ≤ 10 . 5 % or NC ≤ 22 . 5 million baht or 1 . 2 For the case of securities company holding derivatives broker license NCR ≤ 10 . 5 % or NC ≤ 37 . 5 million baht 1 . 3
Associated Person hold investment units over one-third of the units outstanding, directly or indirectly, possibly from causes such as increasing investments, obtaining a waiver as an eligible case specified
Associated Person hold investment units over one-third of the units outstanding, directly or indirectly, possibly from causes such as increasing investments, obtaining a waiver as an eligible case specified