investment units, there should be no restrictions on types of investors resulting in an insufficient distribution of the investment units. Related Regulations Notification of the Capital Market Supervisory
capital (1) Closed-end mutual fund: 1) The increases shall be specified in the scheme before the IPO; 2) The increases shall not make the total investment unit value exceed the registered scheme
Market Supervisory Board No. TorLorThor. 8/2557 Re: Rules on Personnel in the Capital Market Business Qualifications of Applicants for Approval of Capital Market Investment Analyst on Fundamental Factors
> Fund Manager Regulations SHARE : Detail Content Fund Manager/Investment Analyst The approval process for fund managers and investment analysts are prescribed in the Capital Market Supervisory
the IPO; 2) The increases shall not make the total investment unit value exceed the registered scheme capital (calculation based on the par value); 3) Offering for sale at the price of the fund's
• Derivative Act о Investment Analysts / Consultants • ASEAN Investment Analyst / ASEAN Investment Consultant - Handbook on ACMF Pass under ASEAN Capital Market Professional Mobility Framework
and repurchase of investment units Preparation of mutual fund reports Scheme amendment Increases in registered capital and scheme capital Classification of investment units Conversion of a Closed-End to
) Procedures for incorrect pricing Sale and repurchase of investment units Preparation of mutual fund reports Scheme amendment Increases in registered capital and scheme capital Classification of investment