Individual Clients (SEC Circular SEC. Thor. 1/2547) To be filed within seven days of the following week. Monthly Reports Unaudited Monthly Financial Statement (Form Bor.Lor. 2 & Bor.Lor. 2/1
specified by law, and at least two of whom having management experience at listed or securities firms. Expert board members each hold office for four-year term and upon completion of their term may be
recommendation of the candidate proposed by the SEC Board. Secretary-General holds office for a four-year term and may be re-appointed but not for more than two consecutive terms. Click here to download
paragraph shall be filed together with supplementary documents specified the SEC’s Notification as published in the Government Gazette, as well as two copies thereof. Clause 6 In case where the SEC is of the
and upon completion of their term may be reappointed but not for more than two consecutive terms. Currently, the SEC Board comprises as follows Audit Committee The
more than two million baht per year during the period of two preceding year. * In case of a person who has qualifications inconsistent with 4 and 6, he or she shall be granted an exemption from such
resolution shall not have been passed more than one year. Public advertisement is prohibited. Promotion materials can only be distributed only in the PP cycle. Must not co-sign the filing to allow PP
for sale of investment units within two years from the date of approval. (2) In the initial public offering, the mutual fund management company may offer for sale of the investment units in an amount