I Code Related Documents Moving Forward Objectives of the Investment Governance Code During the past decade, global organisations, corporations, and civil society organisations have
(Section 244/3(1)) 3.2 Securities trading on a continued basis with an intent to cause the price or the volume of such securities trading to be inconsistent with the normal market condition (Section 244
management of the mutual fund may cause damage or unfair treatment to the investors. (5) The operation of the mutual fund is inconsistent with the approved scheme. In this connection, the SEC has the power
systems that may cause damage to investment, fund management inconsistent with prospectus, and incorrect disclosure of information; Stock loss from a trading account, failure of investment consultants
independent director to participate in setting the agenda of board meetings. 5. Moving Forward 1. The board should demonstrate a thorough understanding of its responsibilities and leadership role in driving
regulations governing the ASEAN Collective Investment Schemes (ASEAN CIS) and the Asia Region Funds Passport (ARFP) shall also apply to HK-TH-MRF on the condition that they are not contradictory or inconsistent