intent to cause the price or the volume of such securities trading to be inconsistent with the normal market condition (Section 244/3(2)) Acts presumed to have caused the securities price to be
intent to cause the price or the volume of such securities trading to be inconsistent with the normal market condition (Section 244/3(2)) Acts presumed to have caused the securities price to be
assistance and convenience reasonably. The associations shall prepare and maintain a copy of a membership register at the association office, and furnish a copy of the register to the SEC. With an admission
of the mutual fund is inconsistent with the approved scheme. In this connection, the SEC has the power to order: (1) Clarification or disclosure of additional information; (2) Rec tification of the
of the mutual fund is inconsistent with the approved scheme. In this connection, the SEC has the power to order: (1) Clarification or disclosure of additional information; (2) Rec tification of the
responsibility ● Approved securities / derivatives intermediaries / persons. For example: Malfunctioning of working systems that may cause damage to investment, fund management inconsistent with prospectus, and
Schemes (ASEAN CIS) and the Asia Region Funds Passport (ARFP) shall also apply to HK-TH-MRF on the condition that they are not contradictory or inconsistent with the cooperative framework under HK-TH MRF
regulations governing the ASEAN Collective Investment Schemes (ASEAN CIS) and the Asia Region Funds Passport (ARFP) shall also apply to HK-TH-MRF on the condition that they are not contradictory or inconsistent
regulations governing the ASEAN Collective Investment Schemes (ASEAN CIS) and the Asia Region Funds Passport (ARFP) shall also apply to HK-TH-MRF on the condition that they are not contradictory or inconsistent
a person who has qualifications inconsistent with 4 and 6, he or she shall be granted an exemption from such prohibition, provided that the issuer has obtained an opinion of the board of directors