the normal course of business, excluding the center or network in the manner as specified in the notification of the SEC. “ digital asset broker ” means a person who provides services or holds itself
enter into an agreement or match the order, in the normal course of business, excluding the center or network in the manner as specified in the notification of the SEC. “digital asset broker” means a
information known to be false or incomplete which may mislead materially the making of such analysis or forecast, or omit to consider the accuracy of such information, or by distorting the information used in
or fail to enter any material statements into accounting sheets or documents relating to management of a trust; (3) keep incomplete, incorrect, out-of-date or inaccurate accounts; or (4) certify the
into accounting sheets or documents relating to management of a trust; (3) keep incomplete, incorrect, out-of-date or inaccurate accounts; or (4) certify the correctness and completeness of the statement
into accounting sheets or documents relating to management of a trust; (3) keep incomplete, incorrect, out-of-date or inaccurate accounts; or (4) certify the correctness and completeness of the statement
Section 28 finds that the derivatives business operator has produced any false working papers or disclosed inaccurate or incomplete information in the financial statements or failed to comply with Section
Section 28 finds that the derivatives business operator has produced any false working papers or disclosed inaccurate or incomplete information in the financial statements or failed to comply with Section
in the purchase, sale or exchange of securities in the normal course of business in consideration of a commission, fee or other remuneration therefrom. "securities dealing" means a purchase, sale or
. "securities brokerage" means brokering or representing any person in the purchase, sale or exchange of securities in the normal course of business in consideration of a commission, fee or other remuneration