renewal of approval, provided that the SEC Office has never issued any order or disclosed information concerning incompetence in performance of duty or possession of the prohibited characteristics under the
regulatory body for negligence, incompetence, mismanagement, dereliction of duty or violation of law or regulation. How to Apply for the ACMF Pass a. The attached firm of the foreign applicant shall manually
Handbook on ACMF Pass under ASEAN Capital Market Professional Mobility Framework Handbook on ACMF Pass under ASEAN Capital Market Professional Mobility Framework Issued: January 2019 Updated: September 2019 2 Contents 1. Introduction 3 2. Definition 4 3. Guidance on ACMF Pass Framework 3.1 ACMF Pass overview 5 3.2 Permitted activities 6 3.3 Application process 9 3.4 On-going obligation 9 3.5 Monitoring, supervisory and enforcement mechanism 11 3.6 National regulations regarding the approval proc...
would be affected. In this regard, the Company will apply negotiation and cost management to reduce the damages caused by the incapability of generating returns as estimated as well as to adjust the sales
possession of prohibited characteristics under Section 218/9; (4) termination by the resolution of the board of directors of the Securities Exchange due to incompetence in the performance of duty, infamous
following texts: “(5) termination by Cabinet resolution upon the recommendation of the SEC, as advised by the SEC, due to gross incompetence in the performance of duty or due to underperformance, provided
characteristics under Section 21; (5)4 termination by the Cabinet’s resolution upon recommendation of the SEC, as advised by the SEC, due to gross incompetence in the performance of duty or due to underperformance
Cabinet’s resolution upon recommendation of the SEC, as advised by the SEC, due to gross incompetence in the performance of duty or due to underperformance, provided that the resolution shall state clear