of Possible Contraventions of the SEC Act B.E. 2535 75 International Relations 79 The SECûs Financial Statements 96 Our Website (www.sec.or.th) APPENDICES SCE_Eng_p.1-16 10/29/04, 1:05 AM3 4 MESSAGE

Appellate Committee 70 Sub-committees 76 Other Committee and Steering Groups 78 Arbitrators 79 Procedure for Investigation of Possible Contraventions of the SEC Act and Criminal Action 81 Financial Statements

Arbitration Procedures Investigation of Possible Contraventions of the SEC Act B.E. 2535 (1992), Procedure for Investigation, and Criminal Action Procedure Summary of Settlement and Legal Actions in the Year

and special investigation against possible contravention or malpractice ë Handle complaints against misconduct ë Set approval standards to ensure that related persons are fit and proper ë Set standards

the impacts of possible emergencies. The SEC's Disaster Recovery Center (DRC) located at the Bank of Thailand's Office, Suriwongse Road, was established as a backup facility and temporary office for off

make it possible for corporations to decrease the cost of capital and to facilitate their access to the capital market. This is of significant importance in today’s globalised capital markets

higher than that of many high income countries as well as many countries in Asia, with the notable exceptions of Malaysia and Singapore. The SET index fell below the 400-point mark during the crash of 2008

29 Executive Statement Summary of Income Business Performance 8 - Refinery & Trading 13 - Marketing 15 - Power Plant 17 - Bio-based Products 20 - Natural Resources Financial Position Statement of Cash

/19019778.pdf 19038078.pdf total 34 funds under management consisting of 31 mutual funds and 3 property funds. PASSET’s market share in terms of mutual fund was 1.28%. In 1Q19, PASSET’s fee income from mutual

broader concept and jurisdiction specific; therefore generalisations by the Roundtable are not possible at this stage. Priority 5: The legal and regulatory framework should ensure that non-controlling