service, the expenses or income arising from the investment advisory service and the derivatives advisory service shall be included in the calculation for the maintenance of capital under Paragraph 1(2) or
intermediary only; (3) investment in the units of a fixed-income mutual fund whose investment scheme specifies a single offer only and fixed maturity may be made, provided that such units shall be held until
Clause 3; “ fee ” means a fee for undertaking business according to license; “ income ” means an income before deducting expenditures from undertaking business according to license; “ investment unit ”4
of funds ; (3) the investment and income generating activities of funds ; (4) the administration and management of funds in any matter other than (3). Clause 3 In addition to this Notification, a
. Revaluation surplus (deficit) in investment x x 6. Retained earning (deficit) arising from risk prevention equipment with directly recognition to the owner’s equity 7. Net income (loss) x x x 8. Retained
this Notification: “Fee” means fee for the operation of a licensed business. “Income” means income derived from the operation of a licensed business. “Office” means the Office of the Securities and
profit or sharing income among themselves, securities business, only by virtue of the provisions of this Act.
seven million baht or more in case of excluding the annual income of the spouse’s; (c) having direct investment in securities or derivatives in the amount of not less than twenty-five million baht, or not
assets classified as held for sale) ให้แสดงต่อจากรายการ "สินทรัพย์ภาษีเงินได้สำหรับงวดปัจจุบัน" (ถ้ามี) อสังหาริมทรัพย์เพื่อการลงทุน (Investment property) ให้แสดงต่อจากรายการที่ 7 (เงินลงทุนในบริษัทย่อย
Exchange Commission No. Sor Thor. 29/2540 Re. Forms for Balance Sheet and Income Statement of Securities Companies Which Obtain a Securities Business License to Undertake the Securities Business in the