operation of securities exchange including rules relating to financial resources, systems, supervision of members, listed securities, corporate governance, prevention of conflicts of interest, dispute
governance of listed securities issuers; (5) measures to prevent and resolve conflicts of interest; and (6) efficient and fair arrangement for the handling of complaints or disputes. In the case where the SEC
the SEC Office, and other income derived from the operation of the SEC and the SEC Office shall be the property of the SEC Office. After deducting the expenses and reserves under Section 26, the
the SEC with the approval of the Minister. 12 SECTION 27. All fees specified in the ministerial regulations, other fees received by the SEC Office, and other income derived from the operation of the SEC
/1 Governance of Publicly Traded Company – Section 89/1 to Section 89/32 of the Securities and Exchange Act B.E. 2535: “CHAPTER 3/1 GOVERNANCE OF PUBLICLY TRADED COMPANY SECTION 89/1 In this Chapter
the public in accordance with the provisions under Chapter 3/1: Governance of Publicly Traded Company; (3) any document or information submitted or disclosed to the SEC Office or the shareholders, as