rate of NAV or net asset value of the mutual fund; (2) A performance based management fee rate 2.4 Proxy voting at shareholders' meetings on clients' behalf Types of Funds Proxy Voting
rate of NAV or net asset value of the mutual fund; (2) A performance based management fee rate 2.4 Proxy voting at shareholders' meetings on clients' behalf Types of Funds Proxy Voting
Fees shall be prescribed as follows: (1) Application fee Baht 50,000 (2) Private fund management license Baht 500,000 The licensee shall pay license fee on the date of obtaining the license. [Amended by
and advertisement Investments Due diligence on real estate to be invested Leverage limit Guarantee of income Facilitation of benefits Trust certificate holder meetings Other rules Status and
business license in the category of securities financing Baht 10,000; (2) securities business license in the category of securities financing Baht 10,000. The licensee shall pay the license fee on the date
securities financing Baht 10,000. The licensee shall pay the license fee on the date of receiving the license. [Amended by the Ministerial Regulation No.20 (B.E. 2545) promulgated under the Securities and
) Application fee Baht 50,000 (2) Private fund management license Baht 500,000 The licensee shall pay license fee on the date of obtaining the license. [Amended by the Ministerial Regulation No.23 (B.E. 2545
based on existing shares, whereas ESOP involves issuing https://www.sec.or.th/EN/Pages/LawandRegulations/EmployeeJointInvestmentProgram.aspx English (United States) InfrastructureFund total income of the
, subsidiary, associate company do? Is it a product or a service? From which business is the major income derived? How is the trend of the industry? Can the company compete with other business competitors? Are
the SEC’s Notification. Clause 7 Fees shall be prescribed as follows: (1) Application fee Baht 10,000; (2) Inter - dealer brokerage license Baht 100,000 The licensee shall pay fee for securities