, supervise the capital market, for example, fund mobilization, products and services, related business operators, unfair securities trading activities in the capital market. The SEC revenue comprises fee
rate of NAV or net asset value of the mutual fund; (2) A performance based management fee rate 2.4 Proxy voting at shareholders' meetings on clients' behalf Types of Funds Proxy Voting
Fees shall be prescribed as follows: (1) Application fee Baht 50,000 (2) Private fund management license Baht 500,000 The licensee shall pay license fee on the date of obtaining the license. [Amended by
and advertisement Investments Due diligence on real estate to be invested Leverage limit Guarantee of income Facilitation of benefits Trust certificate holder meetings Other rules Status and
business license in the category of securities financing Baht 10,000; (2) securities business license in the category of securities financing Baht 10,000. The licensee shall pay the license fee on the date
securities financing Baht 10,000. The licensee shall pay the license fee on the date of receiving the license. [Amended by the Ministerial Regulation No.20 (B.E. 2545) promulgated under the Securities and
) Application fee Baht 50,000 (2) Private fund management license Baht 500,000 The licensee shall pay license fee on the date of obtaining the license. [Amended by the Ministerial Regulation No.23 (B.E. 2545
nationality ID card or passport, location, etc. Fee, transfer method, documents related to bank account opening ● Documents/evidence on an investment, for instance: Transfer documents such as a pay-in slip
call for investment in women SEC extends fee deduction timeframe for the filing of registration statements and annual registration statements for companies disclosing greenhouse gas emission data for