asset report will be more flexible in that the report must be sent within 5 working days of the following month to the clients or at least once a year to the clients who have been inactive for more than a
asset report will be more flexible in that the report must be sent within 5 working days of the following month to the clients or at least once a year to the clients who have been inactive for more than a
misconduct occurred.Following a report of the Stock Exchange of Thailand, the SEC further probed into the case and found that {A} activated an inactive securities trading account of a client in order to submit
approximately 1 million baht per year. This public consultation takes into account the comments and suggestions gathered from the previous hearings in August and September this year – the majority of which were
to make comments at the website or e-mail: piyaruj@sec.or.th until 13 March 2019. _____________________________ Remark:*crowdsourcing is a process that brainstorms from a majority of people toward an
Following the earlier public hearing in late March, where the majority of business providers had expressed their approvals towards the guideline suggested by SEC. Therefore, SEC had then proposed a
-corruption Progress Indicators record shows a continued progress across the board. For example, in 2014, the majority or 29.10 percent of the listed firms were ranked at Level 2, which indicates declaration of
majority investors were retail investors, accounting for approximately 81 percent, and HNW accounting for approximately 6 percent. SEC is therefore proposing principles for amending the rules on
According to the SEC’s public hearing in the fourth quarter of 2022, the majority of respondents expressed support for the proposed principles and draft regulations, and some also suggested that the
vote of the unitholders who have attended the meeting and have the voting right. For PE Trusts, such resolutions must be approved by a simple majority of unitholders with voting rights (not counting