asset report will be more flexible in that the report must be sent within 5 working days of the following month to the clients or at least once a year to the clients who have been inactive for more than a
asset report will be more flexible in that the report must be sent within 5 working days of the following month to the clients or at least once a year to the clients who have been inactive for more than a
misconduct occurred.Following a report of the Stock Exchange of Thailand, the SEC further probed into the case and found that {A} activated an inactive securities trading account of a client in order to submit
and concrete direction for moving the whole ecosystem involving issuers, investors, disclosure of information, development of indices, capacity building, and inter-agency coordination. The forum
risk management capacity and lower potential disruption to the overall market in compliance with international standards. Essentially, the amendment would require that the senior management of securities
sustainability-themed financial instruments and innovations, and a capacity building program on implementing the Taxonomy, etc. The meeting was convened at the SEC Building on 25 January 2024.
the framework of information exchange and capacity building for FinTech development and sustainable finance may also be raised for discussion during the summit.Furthermore, SEC Secretary-General and
carbon economy. The SEC plans to organize webinars and capacity building sessions for asset managers throughout 2023. For starters, an introductory meeting with asset managers will be held on 25th January
ตัดสินใจเลือกใช้บริการ และเพื่อให้ ก.ล.ต. สามารถติดตามตรวจสอบคุณภาพและประสิทธิภาพการให้บริการแก่ผู้ซื้อขาย และ IT usage capacity ของผู้ประกอบธุรกิจได้ก.ล.ต. จึงมีแนวคิดให้ผู้ประกอบธุรกิจจัดส่งรายงานข้อมูล
to investors’ legal capacity in executing legal acts before providing services to prevent legal issues regarding a person’s capacity, which may have an impact on the legal acts between digital asset