few exceptions, Asian regulatory systems still need to improve their institutional capacity and strengthen their authority in order to ensure companies fulfil their obligations. In some cases, adoption

SEC plans to revise criteria on the delegation of other persons to operate a business on behalf of the operators of securities, investment management, and derivative contract business in order to

asset business, and the requirement that any business operator that cannot maintain its net capital to meet the criteria must cease its business operation immediately in order to prevent any damage to

holder of Digital TV license ( Digital TV : NOW 26) in the general SD https://market.sec.or.th/public/idisc/Download?FILEID=dat/news/201801/18003915.pdf 6086pe.doc Clause 31 in order to identify the real

Entities in order to Ensure Confidence of the Investing Public ■ Supervision of Market Intermediaries ■ Inspection of Listed Companies and Market Intermediaries ■ Regulation and Law Enforcement G OA L 4

Reports on the Observance of Standards and Codes of the World Bank. The Principles themselves are evolutionary in nature and are reviewed in light of significant changes in circumstances in order to

. Moreover, the daily trading volume increased from 18.9 billion baht to 20.5 billion baht. These results reflected the strengths of Thailand’s economic fundamentals and investors’ confidence in the prospects

products and services in order to lessen their dependency on brokerage fee revenue, and launched a securities business liberalization roadmap to get the industry players started on the preparation for the

certain major transactions, and have a greater role in changes in control protection were increased. Shareholders were also giving additional scope to bring suit against company officers, and a meeting

Note: Summary of market data in 2007: ë SET Index increased 26 percent from December 29, 2006 ë Average daily trading value of B17.1bn, compared to B16.28bn in 2006 ë Local retail investors net sell