confidence in service quality? (e.g. firm's SOQM, firm's strategy and governance & leadership, transparency report, firm inspection results, non-compliance with law and regulation and responses to emerging
: ตั้งแต่เมษายน 2567 ถึง มิถุนายน 2567 ข้อมูล ณ วันที่ : 1/8/2024 10:38:13 On-Demand ไม่มีบริษัทขอรับใบอนุญาต _x000D_&1#&"Tahoma"&12&KC0C0C0 SEC Classification : ใช้ภายใน (Internal)
มิถุนายน 2567 ข้อมูล ณ วันที่ : 1/8/2024 10:44:22 On-Demand ไตรมาส 2 ประเภทการประกอบธุรกิจ จำนวน การจัดจำหน่ายหลักทรัพย์ที่เป็นหน่วยลงทุน 1 การเป็นตัวแทนซื้อขายสัญญาซื้อขายล่วงหน้า 1 การเป็นนายหน้าซื้อขาย
. For example, demonstrating that there is no combination of the following in the merit order: (1) mid-merit coal and (2) gas used at times of peak demand. For any new project the executor must also
quality objective as mentioned in TSQM1 and 2? If not, please provide the details of the minimum objectives that are absent and describe any reasons for their absense. 1.2 Does the audit firm completely
its policies and procedures? – Monitoring Process If yes, please specify 1) Who perform such function e.g., in-house, outsource, network firm? 2) How often the firm performs monitoring function? A2 Does
the quality risks in Acceptance and Continuance of Client Relationships and Specific Engagement element that the firm considers as high risk? Please describe the relevant responses to these risks. A.1
Questionnaire No. Particulars Reference /Guidance Notes Description Risk Assessment Process for Governance and Leadership element A1 What are the quality risks in Governance and Leadership element
A. RAP and HR Planning A.0 Risk Assessment Process for Resources element: Firm's Reference /Guidance Notes Description 1 What are the quality risks in Resources element that the firm considers as
Questionnaire A.0 Risk Assessment Process for Relevant Ethical Requirements element Firm's Reference /Guidance Notes Description 1 What are the quality risks in ethical requirement element that the