Thai) : Title First Name Last name First name / Last name (in English) : Title First Name Last name Former First name / Last name (if any) (in Thai) Title First Name Last name Date of Change Former First
ชื่อ-สกุล (ภาษาไทย) ……………………………………………………….…………………… NAME (in English) …………………………………………………………………………….. สัญชาติ..…….………........ เกิด พ.ศ.............…….อายุ............... ปี E-mail
the Kingdom of Thailand , as the case may be, the report would be able to provide in English language. (2) 45 days as from the closing date of the offering period in case of: (a) an initial public
for Establishment and Management of Mutual Funds Offered to institutional or ultra high net worth investor ; (b) investment units of a mutual fund of which having a complex investment in accordance with
_______________________ Clause 28 In communicating with and providing services relating to high-risk or complex capital market products to clients, an intermediary shall comply with the rules prescribed under this Chapter
in connection with any capital market product having high-risk or complex characteristics under Clause 29(2), (3), (4), (5), (6), (7), (8) and (10), shall come into force as from 1 January 2017; and (4
of such goods or variable prevailing at a given time or period of time in the future as specified in the contract; (3) a contract in which one party is entitled to demand the other party to deliver
country or jurisdiction specified in the database in Clause 14(3); (2) a corporate client with complex shareholding or functional structures that may raise doubt or difficulty in determining the true
Securities and Exchange Commission No. KorKhor.11/2547 Re: Characteristics of Advice Which Are Not Deemed as Undertaking Derivatives Business in the Category of Derivatives Advisory Services _____________ By
services in the particular circumstances This checklist reviews such policies and procedures of the firm. Sr. Particulars Reference /Guidance Notes Description A Client Acceptance: 1 Have there been any