Office. Clause 10. The securities companies are allowed to upgrade its online branch office to full-service branch office provided that on the date the securities company upgrades its branch, it meets the
office to full-service branch office provided that on the date the derivatives broker upgrades its branch, it meets the qualification as specified in Clause 4 and notify the details of the upgrading to the
for new information systems or enhancements to the existing information systems; (2) maintain information security for information involved in application services; (3) establish controls of development
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 30 Notification of the Office of the Securities and Exchange Commission No. Nor Por. 3/2559 Re: Guidelines for Establishment of Information Technology System ______________________ Whereas the Notification of the Capital Market Supervisory Board No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems...