the effective date of this Notification to 31 December 2018; (2) thirty-five million baht from 1 January 2019 to 31 December 2021; (3) fifty million baht from 1 January 2022 onward. In the case that the

an exemption from the requirement of independent director from 1 January 2007 onward. In cases where the Office does not grant an exemption from the requirement of independent director to the

the internal audit unit promptly and following up on such improvement. Notified this 11st day of October 2000. - Signature - (Mr. Prasong Vinaiphat) Deputy Secretary-General Acting Secretary-General

Investment and Securities Analyst (CISA) from level one onward; or 3.2 Having passed the course for Category A investor contact of the Office; or 3.3 Having passed other courses accepted by the Office. 4

which the company is unable to maintain such adequacy, and inform the improvement to the Office within two business days from the date of the improvement. Clause 5 . During the period that the investment

shares or rendering a financial support that will later generate the right to acquire shares of such business, and being involved in the supervision of the business plan, the operation or the improvement

, irresponsibility, carelessness to the client’s benefit, recklessness or unfair or unreliable business conducts, except where the applicant has received the permission from the Office due to the improvement in its

issues for improvement (if any). 6. List of audit engagement clients in the previous accounting period and the associated fee For the purpose of conducting audit quality control system inspection, the

shall undertake all actions necessary to vest the new trustee with the right over the trust property and to allow the new trustee to learn of the previous and onward management as well as deliver

personnel of any management company do not comply with the provisions of this Notification, the management company shall complete the improvement of its work system and personnel to comply with such