..) 3. Income (Loss) before income tax 4. Income tax expenses 5. Income (Loss) after income tax 6. Net profit (Loss) of minority interest 7. Profit (Loss) from ordinary activities 8. Extraordinary Items 9

Consolidated assets (THB) Consolidated income (THB) Consolidated net profit (loss) (THB) Separate assets (THB) Separate income (THB) Separate net profit (loss) (THB) Audit fee (THB) Other fees Auditor’s opinions

calculating net asset value of fund or securities-clearing (back-office function) including the segregation of reporting line of the personal in the segregated units and there should be a person responsible for

Net Profit Your Responsibility* 1. 2. 3. 4. * Signing Partner, Engagement Partner, Engagement Quality Control Reviewer and etc. 4. Registration with an audit oversight authority 4.1 Are you currently a

than the units of the fund that invest in assets of a project in which thirty per cent of the net asset value is a greenfield project and has no classification of units.; (b) the class to be specifically

พิจารณาจาก Economic capital / ผลขาดทุนสูงสุดที่ยอมรับได้ / Net Liquid Capital ส่วนที่เหลือจากการประกอบธุรกิจหลักทรัพย์ ในส่วนของวงเงินระดับฝ่ายงาน ให้เป็นหน้าที่ของผู้อำนวยการฝ่ายพิจารณาตามความสามารถและ

........ Year ............. Year ............. Year ............ Total assets Total liabilities Shareholders’ equity Total income Cost Net profits Earnings per share (EPS) Debt/equity ratio (D/E ratio) Return on

profit or sharing income among themselves, securities business, only by virtue of the provisions of this Act.

Commission Notification of the Securities and Exchange Commission No. SorThor. 23/2549 Re: Calculation and Report of Net Liquid Capital Calculation _____________ By virtue of Section 109 of the Securities and

Section 106 Securities and Exchange Act B.E. 2535 Section 106. A securities company shall prepare a balance sheet and a profit and loss account for each accounting period of six months in the form