taxed accordingly. 3. Improvement of information in the debt instrument market. ■ Information of issuers - The SEC has amended regulations for the offering of debt instruments so that issuers have to
(IASB), and made financial contributions to facilitate the ongoing efforts of the Federation of Accounting Professions (FAP) in the improvement of the Thai accounting standards toward convergence with the
practical knowledge and skills in the area of securities law enforcement; ë Risk-Based Approach Supervision Seminar - an in-house training for the SEC staff with guest speakers from the UK Financial Services
“BBB” to “BBB+” (in August 2004) affirmed the improvement in the strength of the Thai economy, and boosted foreign investors’ confidence in the Thai capital market. In addition, overwhelming
to allocate their savings into investment properly Increase institutional investors as a vehicle to expand wider groups of investors SCE_Eng_p.17-32 10/29/04, 1:07 AM17 18 ● Adopted risk-based approach
choose a default investment plan for members, for example, a life path-oriented plan that would adjust members? investment portfolios automatically and appropriately as they approach the retirement age
ทอ้นถึง exposure สูงสุดที1อาจเกิดขึนได ้ (4) การคาํนวณ commitment approach ซึ1 งสามารถให ้netting ระหวา่ง derivative หรือ asset ที1เป็น underlying เดียวกนันัน ควรใหส้ามารถ https://capital.sec.or.th
transparent. The state should exercise its rights as a shareholder actively and in the best interests of the company. Asian economies should adopt a comprehensive approach to monitoring and curbing related
capital market. The SEC employs a collaborative approach to build relationships with and ensure engagement of relevant stakeholders. (2) Define clear intended outcomes within the scope of the SEC’s
of the Attorney General (OAG) for criminal prosecution. In enforcing the law using the above channels, the SEC takes the due process approach based on legal principles and available evidence while