will simultaneously improve the other elements’ effectiveness. Determined to solidify financial reporting and audit quality, the SEC aims to strengthen all elements of TSQC1 and has, therefore, raised
– (a) the issuer's principal bankers to the extent the issuer has a continuing relationship with such entities; (b) the sponsor for listing or issue manager to the offer; (c) the underwriter to the offer
efficient, transparent, and examinable, in a bid to promote confidence towards, and integrity and security of, the overall financial system, and to improve the competitiveness and image of the Thai capital
significantly increased thanks to the audit firms’ devoted allocation of resources to develop quality control system, enhance quality of human resources, and invest in audit supporting technology to improve both
-mail : oca@sec.or.th Root cause analysis Activities for enhancing audit quality Suggestions on how to improve audit quality Executive summary Contents Quality Assurance Review Panel (“QARP”) Significant
extent the issuer has a continuing relationship with such entities; (b) the sponsor for listing or issue manager to the offer; (c) the underwriter to the offer, if any; and (d) the legal advisers to the
the guidance has not been disclosed, explains why the signatory has not complied with those elements of the Code. 4. Disclosures under the Code should improve the functioning of the market for
emphasis on, and strive to improve, the quality control in every element on a continued basis. This will help to promote audit quality and build trustworthiness of the financial reporting system of the Thai
towards, and integrity and security of, the overall financial system, and to improve the competitiveness and image of the Thai capital market. Part 2 Principles for Operation of Derivatives Clearing Houses
กระทรวงพาณิชย์ ตัวชี้วัดดังกล่าวประเมินประสิทธิภาพของกฎหมายที่เกี่ยวกับ การให้ความคุ้มครองผู้ลงทุนเสียงข้างน้อย โดยแบ่งการประเมินออกเป็น 2 หัวข้อ ได้แก่ Extent of conflict of interest regulation index (การ