* and Form 56*. These rules have caused an unreasonable burden on these companies. SEC therefore plans to improve these rules to facilitate holding companies, which engage in various types of business
As part of continuing efforts to support market confidence and business integrity, the OECD has launched in Asia a new set of corporate governance principles that were endorsed at the G20 Finance Ministers meeting in September 2015. The G20/OECD Principles of Corporate Governance provide recommendations for national policymakers on key corporate governance issues, such as shareholder rights, executive remuneration, financial disclosure, the behaviour of institutional investors, boardroom practic...
includes inspection of audit firms’ quality control systems, which has been running since 2010. According to the Activities Report 2021, audit firms in the capital market have continued to improve their
The SEC Strategic Plan 2024–2026 prioritizes the strengthening of Thai capital market trust and highlighting the critical significance of investor confidence in cultivating a robust capital market that serves as a channel for fundraising of businesses and investment for investors. Ultimately, the goal is to achieve sustainable development, reduce inequalities. Recognizing the importance of complete, transparent, and timely IPO information for investors’ informed decision-making, the SEC aims to...
the Thai Capital Market industry. CMDF will consider providing grants to the main operators who are nominated and certified by SEC. Initially, the focus will be on developing a central digital
reports on audit quality control systems for audit firms to reflect and improve on their audit quality. Meanwhile, stakeholders in the financial reporting ecosystem, especially the audit committee
, Mrs. Sittasri Nakasiri holds the Bachelor’s Degree in Accounting from Thammasat University and the Master of Science from Saint Louis University, USA. She is also a certified financial analyst (CFA
จากมหาวิทยาลัยเซนต์หลุยส์ ประเทศสหรัฐอเมริกา และได้รับคุณวุฒิ Certified Financial Analyst (CFA) เข้าร่วมงานกับ ก.ล.ต. ในปี 2540 โดยที่ผ่านมาเคยดำรงตำแหน่งผู้อำนวยการฝ่ายบริหารความเสี่ยงองค์กร ฝ่าย
certified by all directors. In addition, an executive summary must also be distributed to investors together with a subscription form. The ACMF framework refers to the multi-jurisdiction offering of equities
November 2023. In alignment with the SEC's strategic plan and leveraging the expertise of Certified Financial Planner (CFP®), the course aimed to give a model for a standard financial training