SEC plans to revise criteria on the delegation of other persons to operate a business on behalf of the operators of securities, investment management, and derivative contract business in order to
SEC plans to revise the criteria on the maintenance of the net capital (NC) of securities and derivatives business operator. SEC has, therefore, conducted a public hearing on this matter, in
who are in Contact with Investors ● Mutual Fund Management Business ● Revision of Rules on Securities Underwriting ● Law Enforcement 52 GOAL 4 Preserve Market Fairness and Transparency, Understand
restructuring of businesses and business stress resolution, promotion of good corporate governance for listed companies and market intermediaries, enhancement of measures to empower investors, support for re
long information disclosure forms. This idea was well supported from both business operators and investors. SEC is therefore seeking opinions on the draft notification before it becomes into effect
https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7648 SEC public hearing on proposed amendments to digital asset business rules to increase flexibility and investor protection Essentially, the
https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7648 SEC public hearing on proposed amendments to digital asset business rules to increase flexibility and investor protection Essentially, the
digital asset business rules in line with industry developments and current market environment The proposed amendments aim to improve the rules and guidelines for operating digital asset businesses to be
digital asset business rules in line with industry developments and current market environment The proposed amendments aim to improve the rules and guidelines for operating digital asset businesses to be
Bank in 2011. The assessment reflects technical discussions with the Securities and Exchange Commission, Bank of Thailand, Stock Exchange of Thailand, Department of Business Development in the Ministry