the civil sanctions. The SEC Office files the case with the civil court. The Court imposes civil sanctions. The Court dismisses the case Is the judgement appealed? The Appeal Court YES Imposing the

for equity crowdfunding. Furthermore, in the case of ICOs, imposing the aggregate limit would not be an effective investor protection mechanism. This is because it would be very difficult to enforce and

exceeding the maximum fines rate as specified by law for each act. Division 3 Imposition of Administrative Sanction Clause 15. An order imposing administrative sanction shall be in writing and shall state

of interests but make the system more “permissioned” and introduce costs on some more than others. But imposing a cost on some to reduce aggregate costs to the system can improve trust and efficiency

take legal action against wrongdoers. This includes imposing penalties on any securities firm that gets involved or colludes with the commission of such offense. Furthermore, the SEC has issued

imposing a temporary closure of certain premises including the restaurants which are allowed to sell take- away only effective from Mar 22, 2020 As a result, the revenue from sales and services dropped

market capitalization from 1.3 trillion baht in 2000 to 4.5 trillion baht by the end of 2004. At the same time, the SET index climbed from 269.19 to 668.1, driven by the impressive recovery of corporate

Newly Issued Debentures in the Category of Structured Note or Debentures Imposing Obligation on Debenture Holder which are Issued by Financial Institution; (5) the Notification of the Capital Market

Debentures in the Category of Structured Note or Debentures Imposing Obligation on Debenture Holder which are Issued by Financial Institution; (5) the Notification of the Capital Market Supervisory Board

/2555 Re: Offering for Sale of Newly Issued Structured Notes or Bonds Imposing Obligations on Bondholders Issued by Financial Institutions dated 16 May 2012; (9) Notification of the Capital Market