for equity crowdfunding. Furthermore, in the case of ICOs, imposing the aggregate limit would not be an effective investor protection mechanism. This is because it would be very difficult to enforce and

exceeding the maximum fines rate as specified by law for each act. Division 3 Imposition of Administrative Sanction Clause 15. An order imposing administrative sanction shall be in writing and shall state

imposing a temporary closure of certain premises including the restaurants which are allowed to sell take- away only effective from Mar 22, 2020 As a result, the revenue from sales and services dropped

Newly Issued Debentures in the Category of Structured Note or Debentures Imposing Obligation on Debenture Holder which are Issued by Financial Institution; (5) the Notification of the Capital Market

Debentures in the Category of Structured Note or Debentures Imposing Obligation on Debenture Holder which are Issued by Financial Institution; (5) the Notification of the Capital Market Supervisory Board

/2555 Re: Offering for Sale of Newly Issued Structured Notes or Bonds Imposing Obligations on Bondholders Issued by Financial Institutions dated 16 May 2012; (9) Notification of the Capital Market

Class 1 transaction under the Notifications on Acquisition or Disposal of Assets imposing the volume of transactions equivalent or higher than 50 percent but less than 100 percent. Consequently, the

exchange, promisory notes, bonds and debentures but excluding structured notes and debenture imposing obligation on debenture holder. In case the remaining time to maturity of the debt instruments under

most highest right. (Translation) -8- ▪ Controlling the privilege user strictly, such as controlling the compliance such user in a manner of dual control which imposing two officer possess half of

Notification of Capital Market Supervisory Board concerning Rules on Imposing the Duty of Intermediary to Handle Clients’ Complaints and Participating in the SEC Office’s Project to Resolve Disputes by