. Controlling the compliance of user account and password. o Providing the identification and authentication measure prior to access to the computer system strictly such as impose hardly password for presumption
, Malaysia, Mongolia, Pakistan, the Philippines, Singapore, Chinese Taipei, Thailand and Viet Nam. conduct investigations and impose sanctions; Communicating enforcement actions and practices; Providing
level of examination strictness increases according to the higher level of risk. In case of non-compliance with the above measures, the SET has the power to impose penalties. Moreover, in cases where
to impose additional conditions to be observed by derivatives business operators, derivatives exchanges and derivatives clearing houses. SECTION 11. The SEC shall have the power to appoint a
the association related to securities business are in accordance with Section 234 of the Securities and Exchange Act B.E. 2535 (1992), and are not in contravention of the law nor impose a threat to the
infrastructure mutual fund under the consolidated basis of the financial statement. Clause 6 The management company shall impose the limitations on liabilities arising from loan agreement under the following rules
: 1. I/We am/are under supervision of Home Regulator which has the authority to impose sanctions or to order the Qualifying CIS Operator to act or refrain from acting in case there is an action which
and action plans • Impose rules & regulations and Incentives to change market behavior toward sustainability • Provide funds for climate/sustainable projects • Have climate awareness • Have climate
arise from such action. Similar risk may arise if the investor has a derivatives position, whether in his/her name or in the name of other person, where the position exceed the amount impose by the