the Thai Capital Market as an Important Alternative for Fund Mobilization and Investment Achieving Efficiency and Competitiveness for the Thai Capital Market ■ Establishment of Derivatives Market as an
and Exchange Commission, Thailand. Please send comments to polpatt@sec.or.th or parit@sec.or.th Parit Ngaobenjakul Chatchai Thisadoldilok, CFA, FRM Polpatt Vinaibodee, CFA, CIPM Important Notice The
Achievements in 2003 ● 2004 - 2007 Strategic Plan Achievements of the SEC in line with the 4 Strategic Goals 22 GOAL 1 Develop the Thai Capital Market as an Important Alternative for Fund Mobilization and
of the Office. In issuing the notification in accordance with the first paragraph, the Office shall specify the following important matters: (1) capital fund, net total assets and business operation of
DERIVATIVES ACT DERIVATIVES ACT B.E. 2546 (2003) SECTION 9. The SEC shall have the power and duty to formulate policies, to promote and develop, as well as to supervise, matters concerning
important projects was the project to enhance the quality of Thai audit firms in the capital market whereby the SEC assisted small and medium-sized audit firms that were not members of the international audit
of the Thai economy and capital market. Local investors were active as the international investors were net buyers of shares. Equally important, such confidence and trust can be attributed in large
a Risk-Management Framework Motivation • It is important for an income earner to set a self-discipline saving rate in her financial plan so that the long-term objective is not compromised by myopic
Board (IASB), as the keynote speaker, and other important guest speakers, including the representatives from Thai Accounting Standards Committee, an IFRS expert from the Association of Chartered Certified
Statistics Auditing Landscape in Thailand Executive Summary The capital market plays an important role in driving the country’s economic and societal systems towards stable and sustainable growth. In the past