Mr. Suphan Settapanich Mr. Suphan Sethapanich, the former managing director and chairman of the Investment Committee of Solaris Asset Management Co., Ltd. (currently changed its name to Innotech
in the Stock Exchange of Thailand under the name of "Bill Trade" without proper licenses granted, violating Section 90. On February 9, 2011, the court sentenced the accused to a fine of
than actual value as deposit for shares purchase of another company. In addition, he permitted false records or no record of important information in the company’s accounts and documents, and also
December 2014, it was after the SEC’s probe had revealed such wrongdoing. In addition, he committed or permitted no record of important information in the notes to RAM financial statements for the year 2012
Miss Phatharika Kongboon (current name : Miss Sirikorn Thongsarai) During January 9, 2013 - February 28, 2013, Miss Phatharika Kongboon aided and abetted other persons to manipulate the price and
Mr.Anugul Khumgerd Mr.Anukul Khumgerd, jointly with other alleged persons, operated mutual fund management in Thailand under the name of "Standard Morgan" without proper licenses granted
Miss Anongporn ThaninTharathan Miss Anongporn Thanintharatorn, jointly with other alleged persons, operated mutual fund management in Thailand under the name of "Standard Morgan" without
Antella Investment Inc. Between 1997 and 2000, Antella Investment Inc. operated securities brokerage businesses, soliciting foreign clients to invest in securities, in Thailand under the name of
Mrs. Shanya Pengpunpat Mrs. Shanya Pengpunpat assisted or facilitated Mr. Win Udomrachtavanich, Mr. Ratachai Teratanavat and Mr. Vijchu Chantatub to manipulate the stock price and trade volume of
Thaicredit Retail Bank Public Company Limited On 1 March, 2017 Thaicredit Retail Bank Public Company Limited (“TCR”) offer for sale newly issued securities in the category of warrant (Employee Stock