Microsoft Word - Representative 2551_en_final (UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for
Information on the laws and regulations relevant to performing duty as Recognised Representative in ACMF member countries Professional Mobility ACMF Pass framework Products : shares, bonds, units of
Application for Establishing Representative Office Abroad Securities Company / Derivatives Intermediary Name of Company
representative office in the Kingdom shall obtain an approval from the Office. The representative under the first paragraph shall undertake only those businesses specified in the approval. The provisions of
” means a securities company licensed to undertake securities business in the category of private fund management; “Marketing Representative of Private Funds” means a person appointed by a private fund
Fund Management Company” means a securities company licensed to undertake securities business in the category of private fund management; “Marketing Representative of Private Funds” means a person
importance of preventive measures against frauds. In addition, the involved parties were encouraged to use the existing mechanisms and tools effectively to support their duty performance. Such efforts in good
its key strategies on issues that will be most suitable to what are expected to be the prevailing market conditions in the coming year. Issues that will be given such importance will be the support for
structure and mechanism for performance evaluation 2005 ACTION PLAN In view of the fast-changing economic environment and the increasing complexity of financial markets, the SEC has emphasised the importance
purposes through global guidelines and recommendations that promote transparency and disclosure, thereby underpinning the integrity of the market. The Principles also raise awareness of the importance of