these emerging assets and avoid regulatory arbitrage. As the market environment changes through innovations, it is imperative 5 for regulators to appropriately ensure and maintain investor protection and
Notification. “critical function” means any activities related to services, transactions or any other functions of an intermediary, the disruption of which would significantly affect customers, business
Notification. “critical function” means any activities related to services, transactions or any other functions of an intermediary, the disruption of which would significantly affect customers, business
Dialogue ...................................................................................... 16 Building Trust Is Critical for Effective Engagement
simultaneously. It is imperative that AIE and AI submit all of the aforesaid financial statements which have been audited and reviewed by their respective auditors promptly so that the investors and shareholders
financing. “Critical function” means any activities related to services, transactions or any other functions of a securities company, the disruption of which would significantly affect customers, business
securities financing. “Critical function” means any activities related to services, transactions or any other functions of a securities company, the disruption of which would significantly affect customers
Office in 2020 and the continued growth of LPH medical centers. Nevertheless, the impact of the COVID 19 virus outbreak situation has resulted in some of the postponement of non-urgent or necessary access
/ Frequent / Persistent 7 VE scale of assessment: Minor / Significant / High / Critical 8 VE scale of assessment: Non-communicative / Reactive / Remediative / Proactive 3 Verification – The KPI will be
provides this practice guidelines for being a guideline in practice through which covers a critical matter of business continuity management that should be applied by each intermediary and for determining a