Bangkok, August 26, 2014 ?The SEC is seeking public comment on proposed common offering rules for new financial products not falling within a scope of any existing rules. Introducing the common rules
Bangkok, October 8, 2008 ? ?ASEAN member countries have agreed on the adoption of common disclosure rules for cross-border securities offerings called ASEAN and Plus Standards Scheme, a significant
acts that benefit or impede the SEC’s proceedings, and records or any other past demeanors which indicate inappropriateness to be personnel in the capital market business. Investors are strongly
, rectifications or other acts that benefit or impede the SEC’s proceedings, and records or any other past demeanors which indicate inappropriateness to be personnel in the capital market business.In this
that the regulations implemented do not impede or obstruct fund mobilization or risk management of private sectors. The project to become in effect in the first quarter of 2010 is the streamlining of
that the regulations implemented do not impede or obstruct fund mobilization or risk management of private sectors. The project to become in effect in the first quarter of 2010 is the streamlining of
would impede the ability of these individuals to perform their required business activities for the issuer. For example, this could include whether any of the issuer’s directors also serve as directors
individuals have a material interest in the offering or listing, other than in their official capacities, this shall be disclosed. Also disclose if anything would impede the ability of these individuals to
or person who may have conflicts of interest that may impede the exercise of independent judgment, and any relationship that causes the inability to freely give comments on the operation of the
or person who may have conflicts of interest that may impede the exercise of independent judgment, and any relationship that causes the inability to freely give comments on the operation of the