Procedures for Securities Borrowing and Lending By virtue of Section 14 of the Securities and Exchange Act, B.E. 2535 (1992) and Clause 5 of the Ministerial Regulation No. 9 (B.E. 2540) issued under the
Commission No. KorDor 29/2540 Re: Rules, Conditions and Procedures for Securities Borrowing and Lending By virtue of Section 14 of the Securities and Exchange Act, B.E. 2535 (1992) and Clause 5 of the
subsequently to operate securities business. This does not include financial institutions licensed to undertake securities borrowing and lending business which offer custody for clients’ assets related to
securities business. This does not include financial institutions licensed to undertake securities borrowing and lending business which offer custody for clients’ assets related to securities borrowing and
following cases: (1) those persons appointed by an intermediary in the following categories: (a) securities finance; (b) venture capital management; (c) securities borrowing and lending; (d) inter-dealer
. Sutasanee Karnasuta Objectives of bor rowing To enhance the company’s liquidity. Borrowing amount Total amount 20,000,000 Baht which are: 1. 12,000,000 Baht from K Alliance Company Limited 2. 8,000,00 Baht
borrowing from connected person) To The President The Stock Exchange of Thailand As a consequence of the Board of Director’s Meeting No. 14/2018 of J.S.P. Property Public Company Limited, held on November 14
) securities finance; (b) venture capital management; (c) securities borrowing and lending; (d) inter-dealer brokerage. (2) those persons appointed to perform functions at overseas branch office or overseas
System of the Stock Exchange of Thailand; (7) change of securities holding resulted from execution of a securities borrowing and lending transaction with a licensed securities business operator in the
) securities finance; (b) venture capital management; (c) securities borrowing and lending; (d) inter-dealer brokerage. (2) those persons appointed to perform functions at overseas branch office or overseas