securities and whether they are offered privately or publicly. These are important factors to determine the level of impact: T​​ype of securities Who offers the  securities Nature of offers Regulations New

the policy or the supervisory rules in effect at the time or to ensure the interest of investor protection, the SEC is empowered with rights to order the mutual ​fund management company to take any

the policy or the supervisory rules in effect at the time or to ensure the interest of investor protection, the SEC is empowered with rights to order the mutual ​fund management company to take any

Rule Making Process SHARE : Detail Content ​​​​​​​1. ​​​Assess the importance of matters ​2. Study international supervisory measures and standards ​3. ​Conduct regulatory impact assessment: Analyze the

กฎหมายหรือกฎเกณฑ์ (Regulatory Impact Analysis : RIA) เป็นกระบวนการตรวจสอบความจำเป็นในการตรากฎหมายหรือกฎเกณฑ์ โดยวิเคราะห์สภาพปัญหาและเหตุผลที่รัฐควรจะเข้าไปแทรกแซงในเรื่องนั้น และพิจารณาทางเลือกต่าง ๆ ที่

severe damage or a negative impact on public interest, or when a chance to clarify cannot be given to the alleged offender per se. If the gathered evidence presents a sufficient ground for enforcement, the

approval by the SEC.in which must not has significant impact to the mutual fund unitholders or must be beneficial to the mutual fund unitholders. ​1. Changing in terms and conditions on selling and

approval by the SEC.in which must not has significant impact to the mutual fund unitholders or must be beneficial to the mutual fund unitholders. ​1. Changing in terms and conditions on selling and

conducts of the mutual fund management company, impact on the investors and remedial action beneficial to the investors.  Filing an application Methods in applying for approval of establishment of mutual

conducts of the mutual fund management company, impact on the investors and remedial action beneficial to the investors.  Filing an application Methods in applying for approval of establishment of mutual