to amend the granting of approval of directors or managers of securities companies for promptness to better meet the requirements of business sectors while maintaining the protection of investors from
Commission Remark: The reason for promulgation of this Notification is to: (1) improve the granting of approval of executives of derivatives business operators for promptness to better meet the needs of
of the registration of Company Account). Please specify the reason(s) for the urgency
Office’s approval date of the registration of SEC Account. Please specify the reason(s) of the urgency
of the registration of Company Account). Please specify the reason(s) for the urgency
4. A notifications of allegation, appointment, imposition of administrative sanction, consideration on appeal or any other matters shall be made in writing. Clause 5. In cases of urgency or where a
2020, which constitute the legal effect of the transaction, the Company would like to inform that the board of directors of the Company has been aware of the necessity and urgency of the transaction, and
credit SBLC facility which will be due on 22 January 2022. However, due to the urgency of issuance the LG to be submitted to the Provincial Electricity Authority (“PEA”) within the timeline required by PEA
Office’s approval date of the registration of SEC Account. Please specify the reason(s) of the urgency
derivatives business that will be commenced specifically to agricultural derivatives; (2) in the case where the licensee has requested the SEC Office to inspect operation's promptness during application