March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange
of the SEC’ s operation 1 2 3 4 5 6 1. Supervision of Securities Business 3/10 • For flexibility of securities business supervision and supporting Financial Technology • To promote development and
12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities
Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King
In making a juristic act or a transaction with a third person, a trustee shall notify the third party in writing that it acts in trusteeship and expressly stipulates the information as such in the
the third party in writing that it acts in trusteeship and expressly stipulates the information as such in the evidence of the juristic act or the transaction. 8 SECTION 34 A trustee shall prepare an
act or a transaction with a third person, a trustee shall notify the third party in writing that it acts in trusteeship and expressly stipulates the information as such in the evidence of the juristic
taking advantage of doing so before completing the order of such client; (2) disclosing information related to the order of such client to another person even though it is known or ought reasonably to be
has been made in reliance of information honestly believed that it is sufficient; and (3) decision has been made without his interest, whether directly or indirectly, in such matter. 14 SECTION 89/9 In