hardcopy to the SEC.” Unofficial translation prepared by Legal Department PAGE 2 FORM 35-E1 Information with Representation and Warranty of the Company’s Director and Executive and their Consent [ company’s
accordance with the illustration attached in this Notification. Clause 7 Fees for applying a license and permitting license to undertake derivatives business under this Notification shall be as follows: (1) an
derivatives brokerage license form shall be in accordance with the illustration attached in this Notification. Clause 7 Fees for applying a license and permitting license to undertake derivatives business under
a representation given in accordance with the rules specified in the notification of the SEC Office. (5) In cases where derivatives broker engage as a counter party in a derivatives trading with the
investment or represent that there shall no loss on investment at any fixed rate, with the exception of a representation given in accordance with the criteria prescribed and notified by the SEC Office; (5) in