Exchange Commission Assistant Secretary-General, Fund Raising Supervision Acting Director, Corporate Monitoring Department Director, Investment Management Policy Department Director Investment
, supervise the capital market, for example, fund mobilization, products and services, related business operators, unfair securities trading activities in the capital market. The SEC revenue comprises fee
derivatives; The law governing digital asset; The law on trust for transactions in the capital market; The law on special purpose juristic persons for securitization; The law on provident fund. Our
Expectations Businesses that need fund mobilizing Using capital market as channels to mobilize capital efficiently at appropriate cost, and with diversities of tools for financing requirements. Intermediaries
Documents of Eveidence 1 ● Unauthorized use of a trading account by investment consultant ● Damage caused by inappropriate advice or incomplete information given by investment consultant/unit seller. ● Full
Research, SCB Securities Company Limited Member of Investment Committee, Government Pension Fund Senior Vice President, Stock Exchange of Thailand Senior Economist, World Bank, Washington, DC Co-Director
Foundation of the SEC About Us SHARE : Detail Content The Foundation of the SEC The capital market has always been a major venue for fund mobilization of business sectors. Yet, prior to the SEC
systems that may cause damage to investment, fund management inconsistent with prospectus, and incorrect disclosure of information; Stock loss from a trading account, failure of investment consultants
transfers capital between businesses that need funding both in the public and private sectors with the saving parties who want to invest. This has effectively increased a diversity of alternatives in fund
financial sector, jointly developed by the International Monetary Fund (IMF) and the World Bank. The program aims to examine the stability and soundness of the financial sector, as well as its potential