asset report will be more flexible in that the report must be sent within 5 working days of the following month to the clients or at least once a year to the clients who have been inactive for more than a
asset report will be more flexible in that the report must be sent within 5 working days of the following month to the clients or at least once a year to the clients who have been inactive for more than a
misconduct occurred.Following a report of the Stock Exchange of Thailand, the SEC further probed into the case and found that {A} activated an inactive securities trading account of a client in order to submit
However, the submitted information still lacks main points to accompany consideration. The SEC has therefore instructed Zipmex in writing to provide complete details of the incident, which includes
Pittayasophon, provided an update on the progress of the Strong Securities Issuers Project to enhance the quality of listed companies and the duty performance of personnel in the capital market, with the main
advised by SEC to accelerate the following, four main issues.(1) Considering appropriate legal basis that will be used to process personal data in the organization and producing a corporate’s private
หารือเกี่ยวกับบทบาทหน้าที่ และความรับผิดชอบของผู้ให้บริการหลัก (main operator) ภายใต้โครงการนำ Distributed Ledger Technology (DLT) มาใช้พัฒนาโครงสร้างพื้นฐานดิจิทัลกลางของตลาดทุนไทย เมื่อวันที่ 31 มีนาคม
ตั้งแต่ปลายปี 2562 ก.ล.ต. ได้ริเริ่มโครงการพัฒนาระบบโครงสร้างพื้นฐานดิจิทัล (Digital Infrastructure) ของตลาดทุนไทย โดยร่วมกับผู้พัฒนาและให้บริการระบบ (main operator) ซึ่งประกอบด้วย สมาคมบริษัทหลัก
investment or have had enough money for long term. Therefore, SEC has gone ahead with the main strategic plan this year, promoting qualified wealth advisors easily accessible by people to use fintech as the
. The current rules require both the issuers as well as all affiliates that engage in the main business of a group of companies to meet the qualifications and disclose information in the Filing Form