Mr. Chih–Hung Lin Mr. Chih–Hung Lin, Chief Operating Officer who is responsible for the operation of KGI Securities (Thailand) Public Company Limited (“KGI”) shall be liable for KGI failure to

on 6 November 2017. Furthermore, he also disclosed such inside information to Mr. Chan Hon Hung, while he knew or ought reasonably to know that Mr. Chan Hon Hung may exploit such information for

Mr. Chan Hon Hung Mr. Chan Hon Hung, knew or possessed inside information about TU’s Q3/2017 performance, disclosed by Mr. Chuan Tangchansiri. Subsequently, on 1 November 2017, he purchased TU shares

Mrs. Hui Pui Wah Mrs. Hui Pui Wah knew or possessed inside information about Thai Union Group Public Company Limited (TU)’s Q3/2017 performance, disclosed by Mr. Chan Hon Hung. Subsequently, on 1 to