over five years per period 2.1.2 Qualification of Approved Auditor An auditor to be granted approval by the SEC shall possess qualifications of an individual person and of the firm to
allow to be done by virtue of provisions of law, Finance Minister hereby issues Ministerial Regulation as follows - Clause 1 Person eligible to apply for securities business license in the category of
under the Securities and Exchange Act B.E. 2535 is hereby repealed. Clause 2 Person intending to apply for operate securities business license in the category of mutual fund management shall be limited
Constitution of the Kingdom of Thailand allowed to be done by virtue of provisions of law, Finance Minister issues Ministerial Regulation as follows: Clause 1 Person eligible to apply for securities business
) Ministerial Regulation No. 14 (B.E. 2541) issued under the Securities and Exchange Act B.E. 2535. Clause 2 Person eligible to apply for securities business license in the category of private fund management
provisions of law, Finance Minister issues Ministerial Regulation as follows: Clause 1 Person eligible to apply for securities business license in the category of venture capital management under this
and Exchange Act B.E. 2535. Clause 2 Person eligible to apply for securities business license in the category of private fund management under this Ministerial Regulation shall be any of the followings
resembles the international supervisory framework. The audit quality control regulatory shall be performed at both individual auditor level and firm level. In order to enhance quality and reliability of the
) checking the basic individual qualifications of the applicant i.e. having extensive audit experience, holding a CPA license, not possessing prohibited characteristics and