securities and derivatives mean acting as a market or trading center, which in brief means a place where investors can trade securities or derivatives. Any persons who wish to operate a business as a secondary
securities and derivatives mean acting as a market or trading center, which in brief means a place where investors can trade securities or derivatives. Any persons who wish to operate a business as a secondary
relating to asset appraisal regarding capital market transaction is significant and has impact on making investment decision of the public, appraisal requires a knowledgeable, capable and responsible person
SEC. Gor. 15/2538) To be filed within 60 days of the following year. Other Reports Report on Gross Operating Income for Annual Transaction Levy Calculation (Form 14-2) (Notification No. SorThor/Nor/Yor
Association of Investment Management Companies Regulatory Summary The provisions under Trade Association Act B.E 2509 regarding the operation, control, dissolution and the penalty provisions are applied
are, such as, Risk factors Type of operation Capital structure Management structure Related transaction Evaluation report of the internal control system by Internal Auditor (IA) Management Discussion
offence or liability under the Securities and Exchange Act The characteristics, examples and the limitation period of the civil cases which may be requested for a Class Action in order to deal with the
offence or liability under the Securities and Exchange Act The characteristics, examples and the limitation period of the civil cases which may be requested for a Class Action in order to deal with the
conflict of interest must not do business which is in competition with the company. There must be no related party transaction (RPT) or potential RPT or if there is, there must be adequate measure to manage
) ; The auditor's report shall not have any of the following characteristics: A disclaimer or an adverse opinion on the financial statements; A qualified opinion on any significant transaction that