imposed on an offender for these following offenses under SEA: (1) committing unfair practice regarding securities trading (e.g. market manipulation and insider trading); (2) presenting a false statement or
Enforcement Administrative Actions Criminal Actions Civil Sanctions Class Action Prevention of Unfair Securities Trading Practices SHARE : For More Information ContactUs Litigation Department Tel. +66-2263
/public/idisc/en/Enforce Civil Action Dated 16/09/2020 Freehold Eight Thonglor property fund (“UOB8TF”) Units through the securities trading accounts of Mrs. Usuma Sarapoonsup and Miss Thitirat Lohaset by
/idisc/en/Enforce Civil Action Dated 16/09/2020 Freehold Eight Thonglor property fund (“UOB8TF”) Units through the securities trading accounts of Mrs. Usuma Sarapoonsup and Miss Thitirat Lohaset by using
/public/idisc/en/Enforce Civil Action Dated 16/09/2020 Freehold Eight Thonglor property fund (“UOB8TF”) Units through the securities trading accounts of Mrs. Usuma Sarapoonsup and Miss Thitirat Lohaset by
/public/idisc/en/Enforce Civil Action Dated 16/09/2020 Freehold Eight Thonglor property fund (“UOB8TF”) Units through the securities trading accounts of Mrs. Usuma Sarapoonsup and Miss Thitirat Lohaset by
/idisc/en/Enforce Civil Action Dated 16/09/2020 Freehold Eight Thonglor property fund (“UOB8TF”) Units through the securities trading accounts of Mrs. Usuma Sarapoonsup and Miss Thitirat Lohaset by using
/public/idisc/en/Enforce Civil Action Dated 16/09/2020 Freehold Eight Thonglor property fund (“UOB8TF”) Units through the securities trading accounts of Mrs. Usuma Sarapoonsup and Miss Thitirat Lohaset by
Committee Order No. 23/2022 Dated 21/12/2022 procedures for trading digital assets (trading rules) approved by the SEC. Also, the suspension did not comply with the standards as a professional required to
depository service providers and keep them http://market.sec.or.th/public/idisc/en/Enforce Criminal Complaint Filed with an Inquiry Official Dated 02/07/2021 ") has provided platform services for trading or