, supervise the capital market, for example, fund mobilization, products and services, related business operators, unfair securities trading activities in the capital market. The SEC revenue comprises fee
trading The Ministry of Finance had the power to regulate securities trading on the Stock Exchange of Thailand (SET) by issuing regulations or approving those drafted by the SET Board of Governors
accommodate fluctuations; and supported for development of professional standards. Investors Accessing to information and making investment decisions with confidence; being treated fairly in securities trading
, embezzlement of company assets, conflicts of interests, or window dressing. Unfair treatments related to securities trading, for instance, market manipulation, insider trading and dissemination of false
has been completed; ● In case of unfair securities trading (such as price manipulation, insider trading, and dissemination of false statements), the SEC may proceed through criminal fining or criminal
Documents of Eveidence 1 ● Unauthorized use of a trading account by investment consultant ● Damage caused by inappropriate advice or incomplete information given by investment consultant/unit seller. ● Full
, การเข้าร่วมงานสัมมนา Singapore FinTech Festival, IOSCO Seminar Training Program ในหลากหลายหัวข้อ เช่น “Regtech/Suptech: Using Technology for Regulatory and Supervisory Responsibilities"/ “Securities
services problem Foreign currency/foreign currency transaction Financial Consumer Protection Center (FCC) The Bank of Thailand Telephone: 1213 Website: www.1213.or.th ● Trading signs of listed company
ระดบัเครือ่งมอืในกำรติดตำม ตรวจสอบ และหำพยำนหลักฐำน (e-enforcement) เพื่อช่วย เพิม่ประสทิธภิำพในกำรจัดกำรเคสในกำรบงัคบัใช้กฎหมำย คอื • โครงการ Digital asset trading https://www.sec.or.th/TH/Documents