or when the securities clearing house has informed about settlement of securities among members who traded securities in the Stock Exchange at the end of each day. Such transfer of securities shall be
cards, addresses on the house registration, permanent address, home telephone numbers, facsimile numbers, copies of vehicle registrations. Sensitive data: Data under Section 26 of the Personal Data
/Documents/Assessment/49801431.pdf 7025se.pdf the deposit and demonstrate that such deposit by the securities clearing house is for the purpose of complying with Section 223/3. (3) In the case of other asset
exchange and clearing house, and the licensing requirements which are in the process of approval ● Prescribed licensing rules for derivatives brokers, dealers, and fund managers ● Prescribed rules for the
independence and objectivity. The Audit Committee considers and presents view concerning appointment, transfer and dismissal of the Director of the Internal Audit Department. The Committee and the SEC's
practical knowledge and skills in the area of securities law enforcement; ë Risk-Based Approach Supervision Seminar - an in-house training for the SEC staff with guest speakers from the UK Financial Services
of disputes. A. Basic shareholder rights should include the right to: 1) secure methods of ownership registration; 2) convey or transfer shares; 3) obtain relevant and material information on the
assets or transfer of digital assets . The 24-hour https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7647 ’ digital assets under BX’s control or possession to other wallets which are not purported to
transfer of digital assets . The 24-hour https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7647 ’ digital assets under BX’s control or possession to other wallets which are not purported to keep client’s