Exchange Commission No. Kor Dor. 21/2552 Re: Licensing Derivatives Exchange and Derivatives Clearing House __________________ By virtue of Section 6, Section 9, Paragraph 3 of Section 54 and Paragraph 3 of

acquisition of Outrigger hotels and gain on exchange rate. Significant Events 1. Development of EYSE 43 - On August 22, 2018, the Company entered into JV Agreement in partnership collaboration with Daiwa House

fifty percent of the sold shares of the securities clearing house; (2) a juristic person holding more than fifty percent of the sold shares of the juristic person under (1). Clause 2 The rules in detail

Commission No. SorDor. 46/2552 Re: Documents and Evidence for Applying for Approval of Regulations of Derivatives Exchange and Derivatives Clearing House ---------------------- By virtue of Section 14, Section

Ref. No. U.SET 023/2018 10 May 2018 Subject: Acquisition of 30 Percent of Ordinary Shares in Vienna House (Thailand) Company Limited To: The President The Stock Exchange of Thailand U City Public

repurchase agreement 4. Investments in investment Securities 5. Investments in subsidiary and affiliated 6. Receivables from Clearing House 7. Securities business receivables and Derivatives business

reverse repurchase agreement 4. Investments in investment Securities 5. Investments in subsidiary and affiliated 6. Receivables from Clearing House 7. Securities business receivables and Derivatives

house; (2) a juristic person holding more than fifty percent of the sold shares of the juristic person under (1). Clause 2 The rules in detail under this Notification shall be stipulated to ensure

manner, and operate appropriately and correspond with the standards established by an international organization concerning capital market supervision, each derivatives clearing house shall operates in

Review Panel Activities for Enhancing Financial Reporting Quality Summary of Audit Inspection Results B. Engagement-Level A. Firm-Level 38 Root Cause Analysis Framework and Focuses in 2019 Essential