terms of the derivatives contract specification, etc. Clearing House An important part of trading in securities and derivatives is to ensure that both counterparties will carry out their agreed
, derivatives clearing house, the association of derivatives business operators, persons who fail to pay the fees specified under the Derivatives Act, directors and executives of the juristic persons above (under
TSI of the Stock Exchange of Thailand, the Thai Institute of Directors and the Thai Listed Company Association; An in-house training course or seminar organized by the applicant company is required to
การพัฒนาความรู้ตลาดทุน (TSI) ตลาดหลักทรัพย์แห่งประเทศไทย สมาคมส่งเสริมสถาบันกรรมการบริษัทไทย สมาคมบริษัทจดทะเบียนไทย เป็นต้น การเข้าอบรมหรือสัมมนาซึ่งจัดภายในองค์กรของบริษัทผู้ขออนุญาต (in-house
values using a fair price. The value per investment unit shall be rounded up to a minimum of 10 decimal digits according to international standards. (2.3) Increase or reduce the number of investment units
provisions, conditions, and procedures to protect the investors or to ensure the clarity and uniformity in operating standards in the following matters : 1) The sale, redemption, an increase or reduction of
the accounting periods that the mutual fund have retained earnings or net profit, provided that: 1) The dividend payment must not increase the mutual fund's retained loss in that accounting period. 2
, provided that: 1) The dividend payment must not increase the mutual fund's retained loss in that accounting period. 2) Dividend payment by issuing investment units to unitholders is prohibited. Retained